Broking Jobs in Mumbai

Job Description: To manage and drive business and branch profitability for both broking and thirdparty product sales. The role involves achieving business growth revenue targets brand differentiation and client satisfaction through effective client acquisition product sales and servic More...

Job Description: Branch Manager A Leading Stock Broking CompanyLocation: ChennaiPosition Overview: The company is seeking an experienced and dynamic Branch Manager to lead our branch operations and drive business growth. The ideal candidate will be responsible for managing daytoda More...

Responsibilities Create OPC Dashboard providing details of the high risk items for the Business Lines and presenting it to senior management. Perform IT specific level 2 controls and prepare the Control Results. Appraise the IT HODs on the specific controls to be deployed in the r More...

Position Purpose Responsible to perform the activities allotted within the defined timelines coordinate with the Branch / Business partners & internal departments effective handling of the queries to ensure smooth functioning of the activities. Direct Responsibilities MIS mainte More...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other contr More...

Responsibilities: Fundamental Monitoring Plan (FMP) performance: Independent drafting of test plans for allotted FMPs Completion of tests per the plan (TAT adhered) Maintenance of documentation per the Working Instructions Selfdevelopment OPC trainings: 1. Ensuring completion of onli More...

Position Overview As an AVP Online Business you will be responsible for developing and executing strategies to acquire new clients interested in mutual funds through online channels. You will focus on building and scaling online distribution channels drive marketing campaigns and lea More...