Senior Manager - Foreign Ops - Concurrent Audit Team with a Large Private Bank

Job Responsibilities

• Review of various process / of account opening / instruction handled through digital platform / Video KYC account opening
• Keeping the team abreast of latest regulatory & internal guidelines pertaining to KYC / AML / etc.
• Close looping and monitoring of quality of exceptions raised by concurrent audit team
• Managing and guiding team to ensure verification of AOFs / Customer Instructions as per extant guidelines
• Timely submission of daily / weekly / fortnightly / monthly concurrent audit reports
• Close looping and monitoring of system level gaps / process level gaps identified in l account opening / Customer Instructions
• Review of all exception reports to be released to various business units.
• Timely accurate and effective documentation of the exceptions observed during the course of audit.
• Discussion of Audit observations with the Auditee arriving at corrective action and timely submission of report

Qualifications:

Candidate should preferably be Commerce Graduate / MBA (Finance) / CA / CA (Intermediate).

Candidates preferably be having overall Audit experience of 8 9 years

Attributes:

I. Technologically advanced:

Strong financial data and Statistical analysis data validation and problemsolving abilities.

Advanced knowledge with Microsoft Office Suite (Word Excel Power Point).

Ability to stay abreast with technological changes in the digital world regulatory guidelines etc.

II. Communication skills:

Good written and oral communication skills.

Capable of documenting the Audit observations effectively communicating with the Auditee in order to bring about corrective action.

III. Auditing skills:

Capable of identifying the risk and evaluating the effectiveness of the internal control put in place.

Keen attention to detail eye for observation

IV. Other skills:

• Selfmotivated and inquisitive to learn new areas.
• Team player
• Capability to multitask & adaptability

Candidate Profile: Looking for a candidate who has experience in handling UAE / Hongkong Audit.

audit,auditor,concurrent