drjobs Compliance Officer - Funds Industry

Compliance Officer - Funds Industry

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1 Vacancy
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Job Location drjobs

Luxembourg - Luxembourg

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Job Description

Why apply

You will be working in an international company based in Luxembourg with side offices in various European locations.

Recognized as a professional and reliablefirm in its sector they offer innovative solutions solutions and empower their employees togrow their expertise.

Our client fosters a culture of connection proactivity and autonomy.


About the offer

Permanent contract

Location : Luxembourg City Center

Top 3 Key competencies :

  • Former exposure to compliance in the funds industry
  • Minimum of 3years as a compliance officer
  • Fluent English French is a plus

About our client

Sector : Service provider in funds administrationdomiciliation reporting solutions structuring

Values : Innovation Excellence Solution driven

Employees : Worldwide 80


Your missions

  • Compliance and Regulatory Support:
  • isting the Authorized Manager by offering legal and regulatory guidance to clientfacing teams.
  • Ensuring compliance with applicable laws regulations and internal policies across various aspects of the business.
    • Client Onboarding and Ongoing Monitoring:
    • Reviewing client onboarding doentation and processes with a particular focus on ongoing client monitoring.
    • Ensuring Know Your Customer (KYC) procedures are properly executed during onboarding and maintained for ongoing compliance.
      • KYC Reviews for Transfer Agent Business:
      • Involvement in the Transfer Agent function where the focus would be on ensuring that investors KYC information is up to date and meets regulatory standards.
        • Process Improvement in Compliance:
        • Continuously improving and streamlining processes especially in relation to risk essments and overall compliance management.
        • Developing and updating policies procedures and controls in line with changes in laws and industry regulations.
        • Your profile

          • Bachelors degree in finance business administration law or a related field; advanced degree or professional certification (e.g. CAMS CFE CRCM) preferred
          • Minimum of 3 years of experience in compliance roles within the financial services industry with specific expertise in the Luxembourg regulatory environment
          • Proficient in Lux GAAP fluent in French and English
          • Excellent knowledge of the AML/TF regulatory environment.


          A candidate experience with Source Up its

          • Carry out a ss essment (soft ss and technical ss) in order to better define your professional project
          • Access to your test results to guide you to your best career choices
          • Interview coaching session before the client meeting
          • Consistent and fair recruitment process with respect transparency and trust

          Employment Type

          Full Time

          Company Industry

          About Company

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