Compliance Oversight Jobs in Middlesex Eng

About the Role: This position mandates the individual to hold FCA approval for carrying out SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) functions. Its a parttime position that requires working 2 days/week.SMF16 Compliance Oversight function:Assume r More...

Our client a leading financial business are looking for a Comms Oversight Manager to join them on a 12 month fixed term contract basis in Bristol City Centre.Job Summary:12 month FTCMonday to Friday 9am5pmSalary Range:depending on experience 5400 car allowance (Car allowance is nonpe More...

Our client a leading financial business are looking for a Comms Oversight Manager to join them on a 12 month fixed term contract basis in the City of London.Job Summary:12 month FTCMonday to Friday 9am5pmSalary Range:depending on experience 5400 car allowance (Car allowance is nonpen More...

Were looking for an individual to develop and globally standardise our control framework continuing to ensure our Customers funds are safe and protected as we expand as a business; occupying our CASS and Safeguarding Oversight Officer roles. Your missionThrough occupying the CASS More...

What you will be doingAs the Financial Crime Compliance Policy Manager you will play a key role in supporting the Head of Compliance Policy and Oversight in the development maintenance and implementation of policies and frameworks to mitigate financial crime risks. You will ensure the More...

What will you be doing Were seeking a talented individual to join our Fund Oversight in Glasgow to support EPFLs (Evelyn Partners Fund Solutions) oversight of its ACDonly Fund Sponsors and Delegate Service Partners (delegates). To primarily monitor the performance of delegates Portfol More...

We are looking for an experienced operations lead and sanctions expert to lead the Sanctions Specialist Team and Training Team within Sanctions Operations.The Sanctions Specialist team serves as the sanctions subject matter experts responsible for reviewing and investigating all poten More...

About Us:Hoxton Wealth is a dynamic and forwardthinking wealth management firm committed to delivering exceptional financial planning and investment solutions to our clients. With a strong international presence we pride ourselves on our dedication to excellence innovation and complia More...

The Compliance Officer will support the Regional Compliance Officer (C/CMRGB) in managing compliance in the UK and Ireland and in ensuring that the various divisions within the region are conducting business in full compliance with all national and international laws and regulations t More...

About the jobAs the Compliance Manager you will be responsible for ensuring that all electrical installations inspections and testing align with NICEIC (National Inspection Council for Electrical Installation Contracting) standards and regulatory requirements. This includes managing c More...

As Compliance Administrator you will ensure compliance functions are achieved and carried out to the highest standard through positive working and a flexible approach whilst delivering an excellent Fleet service.Working hours: Monday to Friday 9.0017.00 (onsite).Salary: 25000 per annu More...

As Compliance Administrator you will ensure compliance functions are achieved and carried out to the highest standard through positive working and a flexible approach whilst delivering an excellent Fleet service.Working hours: Monday to Friday 9.0017.00 (onsite).Salary: 25000 per annu More...

A Compliance Analyst is needed to join a dedicated and passionate team at Amicus Trust where you will play a key role in ensuring the highest standards of service delivery for the homeless community. With 50 years of experience Amicus Trust is committed to providing safe and supportiv More...

The role involves being a core part of the compliance operational team at onboarding. It entails performing KYC CDD & EDD on new corporate and individual customers & assessing the risks presented against our risk appetite in each case. This role will report to the onboard More...

About Us:Hoxton Wealth is a dynamic and forwardthinking wealth management firm committed to delivering exceptional financial planning and investment solutions to our clients. With a strong international presence we pride ourselves on our dedication to excellence innovation and complia More...

What will you be doing Were seeking a talented individual to join our Compliance team in London. You will report to the function Head provide regulatory input to support delivery of (a) good client outcomes (b) a compliant and risk aware culture and (c) the Groups business model More...

Comex 2000 is currently seeking an enthusiastic and committed Compliance Assessor to join our SSHEQ team in the Scotland. What are we looking forAre you a committed hardworking and eager to learn individual Then come join the Comex 2000 family!We are looking for someone with the abili More...

About the jobAs the Compliance Manager you will be responsible for ensuring that all electrical installations inspections and testing align with NICEIC (National Inspection Council for Electrical Installation Contracting) standards and regulatory requirements. This includes managing c More...

What youll doYou will support the compliance process for care workers who support our service users to stay in their own homes and maintain their independence. You will ensure that all compliance tracking and administration is processed in accordance with the procedures in place at th More...

A Compliance Analyst is needed to join a dedicated and passionate team at Amicus Trust where you will play a key role in ensuring the highest standards of service delivery for the homeless community. With 50 years of experience Amicus Trust is committed to providing safe and supportiv More...