Team Head - Concurrent Audit- Retail Liabilities OpsLarge Private Bank
Team Head - Concurrent Audit- Retail Liabilities OpsLarge Private Bank
Posted on :
18-02-2025
Employer Active
1 Vacancy
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Share
Send me jobs like this
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Job Description
Responsibilities
- Review of various process / of account opening / instruction handled
- Keeping the team abreast of latest regulatory & internal guidelines pertaining to KYC / AML / etc.
- Close looping and monitoring of quality of exceptions raised by concurrent audit team
- Managing and guiding team to ensure verification of AOFs / Customer Instructions as per extant guidelines
- Timely submission of daily / weekly / fortnightly / monthly concurrent audit reports
- Close looping and monitoring of system level gaps / process level gaps identified in l account opening / Customer Instructions
- Review of all exception reports to be released to various business units.
- Timely accurate and effective documentation of the exceptions observed during the course of audit.
- Discussion of Audit observations with the Auditee arriving at corrective action and timely submission of report
Qualifications:
Candidate should preferably be Commerce Graduate / MBA (Finance) / CA / CA (Intermediate).
Candidates preferably be having overall Audit experience of 8 9 years (experience in relevant areas of audit will be given priority)
Concurrent,IFSCA,Retail Liabilities
Employment Type
Full Time
Key Skills
Report This Job
Disclaimer: Drjobpro.com is only a platform that connects job seekers and employers. Applicants are advised to conduct their own independent research into the credentials of the prospective employer.We always make certain that our clients do not endorse any request for money payments, thus we advise against sharing any personal or bank-related information with any third party. If you suspect fraud or malpractice, please contact us via contact us page.
