Compliance Analyst 6 Month FTC
Compliance Analyst 6 Month FTC
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0-3years
550000 - 550000
1 Vacancy
Job Description
Responsibilities:
- Understand and apply all relevant regulatory / statutory requirements such as FIC Act FICA etc
- Receive KYC (Know Your Client) NBI (New Business Intake) and LPA (Legal Practice Act) requests from the dashboard and update processing actions
- Analyse details provided on Firm questionnaire for FICA purposes utilise relevant sources to search and verify
- Check to ensure that all relevant supporting documentation has been provided
- Process confirmations of ultimate beneficial owner/s PEP adverse information and analyse information (both provided and researched) to determine the level of risk to the firm
- Respond to and resolve all general and system queries in relation to FICA requirements timeously
- Follow the escalation process when dealing with high risk clients as per standard operating procedures
- Follow up and resolve escalated system queries by logging requests / incidents
- Monitor alerts and reports received on an ongoing basis
- Maintain and file documents on a central database including engagement letters and compliance memos accordingly
- Responsible for linking client codes to matters and managing the linking of lead matters in the system as per instructions received
- Conduct daily conflict checks during engagements check conflicts and escalate conflicts to the general counsel and risk committee
- Assist with business audit checks by preparing required documentation and distribute
- Adhere to and enforce best practice service standards statutory and regulatory compliance applicable to the finance function
Requirements
- Matric
- A minimum of 3 to 5 years of experience in a similar role
Employment Type
Full Time
