Head of Risk Management Services - A Leading Stock Broking Company

Role Summary:

As a Risk Management Specialist you will play a crucial role in safeguarding the financial stability of a leading stock broking company. Your primary responsibilities will involve overseeing risk management. processes ensuring compliance with regulatory requirements and accurately reporting to relevant exchanges.

Key Responsibilities:

• Risk Assessment and Mitigation:
  
• Conduct comprehensive risk assessments identifying potential threats to the companys financial health.
  
• Develop and implement effective risk mitigation strategies to minimize exposure to market credit liquidity and operational risks.
  
• Monitor and manage risk exposures on a daily basis.
  
• Regulatory Compliance:
  
• Ensure adherence to all relevant regulatory guidelines and industry best practices.
  
• Stay updated on regulatory changes and their implications for the company.
  
• Prepare and submit regulatory reports to authorities such as SEBI (Securities and Exchange Board of India).
  
• Exchange Reporting:
  
• Prepare and submit accurate and timely reports to stock exchanges as per their requirements.
  
• Reconcile exchange data with internal systems to ensure consistency and accuracy.
  
• Risk Management Systems:
  
• Implement and maintain risk management systems and tools.
  
• Develop and refine risk reporting metrics and dashboards.
  
• Incident Management:
  
• Respond to riskrelated incidents promptly and effectively.
  
• Conduct root cause analysis to prevent future occurrences.
  
• Stakeholder Communication:
  
• Communicate riskrelated information to senior management compliance officers and other relevant stakeholders.
  
• Provide risk management training and awareness to staff.
  

Requirements

Qualifications and Experience:

• Bachelor s degree in finance Economics or a related field.
  
• Minimum 5 years of experience in risk management preferably in the financial services industry.
  
• Strong understanding of financial markets risk metrics and regulatory frameworks.
  
• Proficiency in risk management software and tools.
  
• Excellent analytical and problemsolving skills.
  
• Strong attention to detail and accuracy.
  
• Excellent communication and interpersonal skills.
  

Desired Skills:

• Certification in risk management (e.g. FRM CERA).
  
• Experience working with regulatory bodies like SEBI.
  
• Knowledge of programming languages (e.g. Python R) for data analysis and automation.
  

Benefits

If you are a highly motivated and detailoriented individual with a passion for risk management we invite you to join our dynamic team.