What youll do in the role:
- Formulate and lead a wide range of assurance activities to assess risks within coverage area and the state of controls in place to mitigate them
- Proactively identify risk and emerging risk and factor into risk assessment and assurance coverage
- Articulate actionable insights to management regarding criticality and impact of risks to the business
- Effectively partner with colleagues and stakeholders globally to drive effective working relationships
- Align projects and initiatives with department and coverage area priorities and oversee teams execution of deliverables in accordance with audit methodology and quality standards
- Responsible for leading risk based assurance coverage for MS India business entities in line with the expectations from key regulators like RBI (relating to Primary Dealer including FX) and SEBI (pertaining to Merchant banking institutional broker dealer and Research)
What youll bring to the role:
At least 12 years relevant experience would generally be expected to find the skills required for this role
Advanced knowledge of industry global markets and regulations relevant to coverage area
Strong understanding of audit principles methodology tools and processes (e.g. risk assessments planning testing reporting and continuous monitoring)
- Ability to articulate risk and impact clearly and succinctly to different audiences
Effective change and project management techniques and ability to support teams in adapting new ways of working - Ability to leverage and analyze data to inform focus and views on risk
- Ability to coach and mentor others and create an inclusive work environment for team
- Strong understanding of regulatory landscape in India along with hands on experience of working on regulatory matters as outlined by key regulators like RBI and SEBI
- Indepth understanding of financial instruments including equity fixed income derivatives structure products and other financial products and services
Vice President- Institutional Securities Audit (Internal Audit),Institutional Securities Audit,Commodities,Fixed Income,risk assessments,assurance,Investment bank,Internal Audit,Derivatives