Financial Industry Regulatory Authority

The Credit Regulation Data Specialist is responsible for supporting the department in the oversight and application of the margin rules and regulations. This entails applying knowledge and analytical skills regarding various rules regulations and procedures to ensure that regulatory f More...

The Product Manager owns the vision and strategy roadmap and feature definition for a product within a product group. Responsibilities include writing stories to define outcomes and product requirements as well as planning and managing product features through the product development More...

The Senior Security Engineer works under minimal supervision and will perform information security tasks commensurate with their experience that ensure applications and projects meet defined quality standards.Apply established and ad hoc processes and techniques to identify validate p More...

FINRAs Department of Enforcement (Enforcement) is tasked with investigating potential FINRA Rules and securities law violations and when warranted bringing formal disciplinary actions against firms and their associated persons.The Associate Principal Investigator performs investigativ More...

The Enterprise Data Privacy Office (EDPO) is responsible for ensuring that FINRA meets or exceeds its legal and ethical obligations with respect to the security and use of information it collects while executing its responsibilities fostering the confidence of firms regulators staff a More...

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable More...

FINRAs Initial Review Group (IRG) is the centralized unit for the intake review and analysis of regulatory intelligence received through a variety of sources including internal sources regulatory tips customer complaints firm regulatory filings arbitration filings and referrals from o More...

The Lead Developer working independently will develop test debug and document software components commensurate with their experience as well as direct development staff in support of a software engineering effort.Essential Job Functions:Review and analyze complex process system and / More...

Examinations Business Conduct Member Supervision Missiondriven Missiondelivered. FINRA aims to make an impact. Apply now for an exciting opportunity to join our Firm Examinations Team focusing on Business Conduct risks. Grow your career by leveraging your financial industry or legal More...

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio More...

This position is an experienced individual contributor in Member Supervision Operations Procedures and Standards (MS OPS) who works independently with minimal supervision to identify assess develop implement and maintain operations procedures standards and reporting. This role will le More...

The Senior Developer works under minimal supervision and will develop test debug and document software components commensurate with their experience under the limited supervision of more senior development staff in support of a software engineering effort.Essential Job Functions:Revie More...

The Senior UX Designer works under minimal supervision of senior development or design staff with duties including design development testing debugging and documentation of interactive components in support of our software engineering efforts.Essential Job Functions:Consistently consi More...

Major Purpose:Member Relations and Education(MRE)is responsible for engaging with firms to foster amutual understanding of business and regulatorymattersamong FINRA and the firms we regulate developing resourcesto assist firms and providing educational opportunities to advance underst More...

As a FINRA employee you join a diverse and talented team of industry leaders who make sure investors are protected and the market is trusted. Discover your opportunity to oversee more than 634000 brokers across the country analyze billions of daily market events use innovative AI and More...

The Litigation Paralegal performs a variety of job duties relating to litigation in the Enforcement Department. These duties generally include applying basic analytical skills to research review analyze and process legal documents such as briefs pleadings and appeals.This is a positio More...

The Senior Principal Analyst of the Strategic Metrics & Reporting (Metrics) team in FINRAs Department of Enforcement is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Enforcements production of internal and externa More...

The Program Manager Career Development & Learning plays a pivotal role within the Enterprise Learning team driving career growth initiatives that support employees at all levels. This role is responsible for designing and implementing career development programs individual develop More...

The Senior HR Program Manager Compensation is responsible for managing the daytoday operations for Compensation and provides guidance to junior staff members. This would include developing recommending and executing on strategic business plans for Compensation and are required to exer More...

FINRAs Initial Review Group (IRG) is the centralized unit for the intake review and analysis of regulatory intelligence received through a variety of sources including internal sources regulatory tips customer complaints firm regulatory filings arbitration filings and referrals from o More...