Key Responsibilities:
- Management of Trade Surveillance Systems:
- Oversee the trade surveillance and personal trading surveillance systems
- Team Leadership and Execution:
- Requested role would lead the Compliance Engineering Team as its head.
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- Engineering is key focus and strength of resource but Compliance SME would be an addon.
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- IMPORTANT: Candidate needs to demonstrate expertise in trade surveillance functions and have the ability to run an engineering team effectively.
- Help Plan Implementation:
- Focus on developing plan for the year 2025 with tight deadlines for trade surveillance enhancements.
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- Initially follow a highlevel roadmap (2year) for implementing surveillance improvements
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- Remediate (already identified) gaps in the current system over a planned twoyear implementation period.
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- Help develop lowlevel roadmap.
- Vendor and Product Management:
Role is product agnostic but needs to know functions of Trade Surveillance very well across different data types