drjobs Trade Surveillance

Trade Surveillance

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1 Vacancy
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Job Location drjobs

Lake Mary, FL - USA

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Job Description

Key Responsibilities:

  1. Management of Trade Surveillance Systems:
    • Oversee the trade surveillance and personal trading surveillance systems
  1. Team Leadership and Execution:
    • Requested role would lead the Compliance Engineering Team as its head.
    • Engineering is key focus and strength of resource but Compliance SME would be an addon.
    • IMPORTANT: Candidate needs to demonstrate expertise in trade surveillance functions and have the ability to run an engineering team effectively.
  1. Help Plan Implementation:
    • Focus on developing plan for the year 2025 with tight deadlines for trade surveillance enhancements.
    • Initially follow a highlevel roadmap (2year) for implementing surveillance improvements
    • Remediate (already identified) gaps in the current system over a planned twoyear implementation period.
    • Help develop lowlevel roadmap.
  1. Vendor and Product Management:
Role is product agnostic but needs to know functions of Trade Surveillance very well across different data types

Employment Type

Full Time

Company Industry

About Company

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