The Executive Director Investor Operations is responsible for local & global initiatives projects deliverables and budget adherence. Reporting to a managing Director you will:
- Ensure adherence to company and AML department policies and procedures contributing to the policy procedures development and review process with emphasis on gaps/risks and ensuring regulatory requirements are adhered to.
- Ensure the AML team supports the client integration process and the experience is professional and positive for all parties involved.
- Manage as appropriate any sensitive or escalated queries/concerns from Clients Investors Fund Managers or internal MUFG Departments adhering to a high quality standard.
- Ensure all relevant deliverables are dispatched as required accurately and timely.
- Manage and drive individual performance of the team members (50 people globally) and foster a professional environment of encouraging personal and professional development.
- Be part of internal AML framework and participate in regular service review calls with assigned Client(s) CSMs and other internal departments.
- Champion Investor Operations AML initiatives within the team encouraging participation constructive feedback and idea generation from the team members.
This role is a Controlled Function (CF) role under the CBI Fitness & Probity regime
Qualifications :
- Good understanding of regulations in multiple jurisdictions (for example: Canada Dublin Cayman Malaysia Singapore)
- Client/customer service management experience
- Bachelor degree in a business related field
- Internationally recognized AML qualification (ACAMS ICA CFC or other)
- 15 years of operations experience in financial services AML with at least 710 years in a managerial capacity leading global teams
- Experience leading teams/departments resource planning driving change developing an implementing procedures and controls in Investor Services fund administration or related industry
The vacancy is for 9 to 12 months Contract maternity cover.
Additional Information :
Whats in it for you to join MUFG Investor Services
Take a look at our careers site and youll find everything youd expect working with one of the fastestgrowing businesses at one of the worlds largest financial groups. Now take another look. Because its how we defy expectations that really defines us. Youll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation laser client focus.
So why settle for the ordinary Apply now for your next Brilliantly Different opportunity.
We thank all candidates for applying; however only those proceeding to the interview stage will be contacted.
Remote Work :
No
Employment Type :
Fulltime