Compliance Manager Stock broking
Compliance Manager Stock broking
Posted on :
20-12-2024
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1 Vacancy
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Job Description
Job Responsibilities
Should have expertise in NSE/BSE/MCX/NCDEX compliance of stock broking
Must be skilled in communicating with stock broking firms
Knowledgeable in using Member Portal platforms like NSE ENIT IMS and NMASS.
Must have knowledge of the compliance process of the stockbroking company
Must have experience of basic compliances like internal audit VAPT audit System Audit etc.
Capable of independently managing compliance for a Proprietary trading firm .
Basic knowledge of MS Excel is required for this position.
- Monitoring daytoday exchange compliance
- Stay wellversed with regulatory / exchange guidelines
Requirement
Good Communication skills
Requires a bachelors degree from a reputable university.
Minimum of 35 years of relevant experience in a Stock Broking Company
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Employment Type
Full Time
Key Skills
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