Mandarin Speaking Compliance Manager
Mandarin Speaking Compliance Manager
Posted on :
10-10-2024
Employer Active
1 Vacancy
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Job Description
This position is responsible for ensuring that the companys operations comply with regulatory requirements and internal policies safeguarding the legality and standardization of our business activities.
Responsibilities:
- Oversee and implement the company s compliance policies and procedures to ensure regulatory compliance.
- Review internal processes and operations to identify and resolve potential compliance issues.
- Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.
- Participate in the compliance assessment and review of new products and business initiatives.
- Assist in responding to regulatory inspections and investigations handling compliance issues and complaints.
- Regularly report the company s compliance status and provide recommendations to senior management.
- Monitor and interpret changes in regulatory policies adjusting the company s compliance strategies accordingly.
Requirements
- Bachelor s degree or higher in Finance Law or a related field.
- At least 5 years of compliance experience in the financial asset management industry.
- Indepth knowledge of regulatory regulations and policies with extensive compliance management experience.
- Strong communication and teamwork skills with the ability to effectively coordinate crossdepartmental collaboration.
- Proficient in using compliance management tools and software.
- Thorough understanding of compliance auditing risk control and internal controls.
- Relevant compliance certifications (e.g. CFA CIA CRCM) are preferred.
- Familiarity with compliance and regulatory policies in the crypto industry.
Employment Type
Full Time
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