Mandarin Speaking Compliance Manager

• Oversee and implement the company s compliance policies and procedures to ensure regulatory compliance.
  
• Review internal processes and operations to identify and resolve potential compliance issues.
  
• Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.
  
• Participate in the compliance assessment and review of new products and business initiatives.
  
• Assist in responding to regulatory inspections and investigations handling compliance issues and complaints.
  
• Regularly report the company s compliance status and provide recommendations to senior management.
  
• Monitor and interpret changes in regulatory policies adjusting the company s compliance strategies accordingly.
  

Requirements

• Bachelor s degree or higher in Finance Law or a related field.
  
• At least 5 years of compliance experience in the financial asset management industry.
  
• Indepth knowledge of regulatory regulations and policies with extensive compliance management experience.
  
• Strong communication and teamwork skills with the ability to effectively coordinate crossdepartmental collaboration.
  
• Proficient in using compliance management tools and software.
  
• Thorough understanding of compliance auditing risk control and internal controls.
  
• Relevant compliance certifications (e.g. CFA CIA CRCM) are preferred.
  
• Familiarity with compliance and regulatory policies in the crypto industry.