Regulatory Operations Client Assets Analyst
Regulatory Operations Client Assets Analyst
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Job Description
This institution is a leading global financial entity offering a wide array of services including investment banking asset management and private wealth management. Renowned for its commitment to customer service integrity and fostering sustainable economic growth it operates a worldwide network aimed at serving corporations institutions governments and individuals. With a legacy of excellence and innovation it is focused on turning insights into opportunities providing expert advice and delivering comprehensive solutions across both public and private markets.
KEY RESPONSIBILITIES
- Execute nonfinancial regulatory reporting obligations particularly CASS.
- Analyze reporting exceptions and coordinate remediation and corrective actions with Operations Remediation and Engineering teams.
- Manage daily Client Money and Custody shortfalls for EMEA Client Assets entities.
- Engage in CASS breach management remediation and reporting to the FCA.
- Ensure that relevant Client Assets procedures are effectively designed and operated.
- Facilitate the Monthly Client Money and Asset Return (CMAR) reporting to the FCA.
- Liaise with various CASS community teams on daily calculations and manage escalations.
- Maintain uptodate knowledge of Client Assets rules and their interpretation.
- Participate in the implementation of rule changes affecting Operations teams.
- Support projects and business initiatives impacting Client Assets obligations.
- Contribute to Client Asset commercial initiatives.
- Develop Business Intelligence skills for daily processes and longterm projects.
- Collaborate across multiple business lines and stakeholder groups on strategic initiatives.
SKILLS AND EXPERIENCE
BASIC QUALIFICATIONS
- Bachelors degree with at least 2 years of experience in financial services.
- Strong analytical skills with an ability to understand complex workflows and meticulous attention to detail.
- Excellent communication skills with the ability to clearly articulate issues and ideas and provide timely escalation.
- Strong interpersonal skills to build effective relationships with key stakeholders both within and outside of Operations.
- Selfmotivated proactive team player with strong organizational skills and the ability to manage competing priorities within deadlines.
- Flexibility and ability to work well under pressure in a team environment.
PREFERRED QUALIFICATIONS
- Basic understanding of the financial markets regulatory landscape.
- Knowledge of financial markets and associated processes.
- Familiarity with financial products such as equities fixed income exchangetraded derivatives and OTC derivatives.
- Experience in operational functions such as asset servicing equities/fixed income settlements.
- Interest in data analysis process automation and BI tools.
This opportunity offers the chance to be at the forefront of regulatory operations within a leading financial firm where the successful candidate will play a pivotal role in ensuring compliance and enhancing operational efficiency across the business.
Employment Type
Full Time
