Assistant Manager - Depository Participants Ops with a Large MNC Bank

Position Purpose:

To manage complete DP operations along with wellversed knowledge of KYC guidelines of NSDL and SEBI and Demat account opening.

Responsibilities

• Experience in managing all DP Operations including Account Opening KRA upload and DIS processing.
• Well versed with KYC guidelines of NSDL and SEBI and Demat account opening for all types of Foreign and Local Clients.
• Well versed with AML checkpoints and other NSDL audit requirements.
• Liasing with market participants (Regulatory bodies exchanges brokers DPs etc) and internal stakeholders for smooth functioning.
• Perform BCP/DRS tests on a regular basis.
• Interaction with DP backoffice vendor
• Handling audits regulatory internal statutory concurrent audit NSDL audit etc
• Other adhoc duties as may be required from time to time as per DP regulation and internal policies.

Specific Qualifications

NISM Series VI: Depository Operations Certification Examination

Education Level: Bachelor Degree or equivalent (3 years)

Experience Level: At least 5 years

Depository Operations