Junior Compliance Specialist Mandarin Speaking

1. AML/KYC and Regulatory Compliance

Assist in conducting AML/KYC procedures with various counterparties and maintain detailed and accurate compliance records.

Stay abreast of developments in the regulatory landscape including AML/KYC sanctions foreign direct investments antitrust and data protection matters. Advise management on relevant compliance matters.

2. Investment and Asset Management Process Oversight

Ensure all investment processes comply with both regulatory and internal guidelines.

Perform compliance reviews on investment and asset management activities to uphold organizational standards.

3. Compliance Policy Implementation and Training

Support the implementation of compliance policies encompassing matters relating to conflicts of interest insider trading antibribery and and data protection.

Participate in enhancing existing compliance measures and developing new initiatives.

Facilitate compliance training sessions for employees to foster understanding and adherence to internal policies and applicable laws.

4. Operational Compliance Monitoring and Filing

Conduct regular compliance audits and inspect various business functions to ensure compliance with established protocols and regulations.

Conduct operational compliance monitoring and filing.

Requirements

Bachelor s and/or Master s degree in Law Business Finance or a related field.

Relevant experience in compliance legal or corporate secretarial roles with recognised institutions in the financial services and/or legal professional services sector. Recent graduates with strong academic records in law business or finance are also encouraged to apply.

A selfmotivated player with a proactive learning attitude and a commitment to developing compliance expertise.

High integrity and attention to detail.

Fluency in both English and Chinese (verbal and written) is a must.