Senior Auditor Jr Auditor Retail Branch Banking - Large Private Bank

Job purpose :

• Carrying out audits of midsize branches / units independently.
• Sampling of data extracted from core system (as part of preaudit preparation) to cullout exception.
• Carrying out audit as per audit checklist / standard audit procedures.
• Collating the audit report (including audit review carried out by Junior Auditors)
• Carrying out discussion with the auditee (BM/Unit incharge) of the audit observations/findings.
• Submitting a complete report to Reviewer for review (including preparation of executive summary).
• Audit response review and closure.
• Audit database updation.
• Carrying out audits of large branches /units independently.
• Carrying out audits of departments having regional operations across multipleb business functions.
• Keep himself/herself updated on Regulatory guidelines in the area of audit.
• Sampling of data extracted from core system (as part of preAudit preparation) to cullout exception.
• Ensuring complete coverage of scope of review.
• Carrying out audit as per audit checklist / Standard Audit Procedures.
• Collation and finalization of draft audit report (including preparation of executive summary).
• Discussion of audit report with the auditee (BM/CH / Unit Head and /or other functionaries of the departments).
• Assigning of risks to audit observations and arriving at an indicative audit rating (for cases where the overall findings do not indicate serious or critical lapses/reports which are not downgraded).
• Submitting a complete report to reviewer for review.
• To carry out spot audits.
• Review of User Acceptance Test and submit the findings and recommendation to his/her supervisor.
• Recommend for change in processes (as and when warranted and identified during his/her course of Audit review).
• Audit response review and closure.
• Audit database updation.

Experience Manager (5yrs) Deputy Manager (3yrs)

Candidate Profile: Looking for a candidate who has exp in either Branch / Internal Audit

Internal Audit,Branch Audit,branch auditor,internal auditor