Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence they strive to uphold the highest standards of integrity transparency and compliance.
We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our clients team. The successful candidate will play a key role in ensuring that the operations comply with all relevant financial regulations and industry best practices.
Tasks
- Monitor Regulatory Landscape: Stay abreast of changes in financial regulations at both the domestic and international levels. Assess the impact of regulatory developments on the banks operations and develop strategies for compliance.
- Policy Development: Collaborate with internal stakeholders to develop and update policies and procedures that align with regulatory requirements. Ensure that these policies are communicated effectively throughout the organization.
- Risk Assessment: Conduct regular risk assessments to identify areas of potential noncompliance and develop strategies to mitigate these risks. Work closely with other departments to implement effective risk management practices.
- Training and Education: Provide training sessions and educational materials to ensure that employees are aware of and understand relevant regulations. Foster a culture of compliance throughout the organization.
- Regulatory Reporting: Oversee the preparation and submission of regulatory reports to relevant authorities. Ensure the accuracy and timeliness of these submissions.
- Audit Support: Collaborate with internal and external auditors during regulatory audits. Address any findings and implement corrective actions as needed.
- Investigations: Conduct investigations into potential compliance violations and coordinate corrective actions. Maintain documentation of investigations and resolutions.
Requirements
- Bachelors degree in Finance Business Law or a related field. Advanced degree or relevant professional certification (e.g. CAMS CRCM) is a plus.
- Proven experience in regulatory compliance within the financial services industry with a focus on international regulations.
- Strong knowledge of banking regulations antimoney laundering (AML) and knowyourcustomer (KYC) requirements.
- Excellent analytical and problemsolving skills.
- Effective communication and interpersonal skills.
- Ability to work collaboratively with crossfunctional teams.
- Detailoriented with a high level of accuracy.
Benefits
- Pension and BVV
- Travel expenses
- Lunch vouchers
- Hybrid working model
- Other company benefits
We are looking forward to your application!