Business Operations Associate

Responsibilities:

• Carry out pre-engagement and post engagement compliance tasks associated with client and project onboarding
• Prioritize tasks and meet deadlines to ensure their client and the engagement have cleared the necessary risk assessment and obtain files and reports on time to demonstrate regulatory compliance.
• Analyze all compliance procedures and monitor all risks for the engagement and opportunities and assess potential defects and assist in resolution for the same.
• Maintain and document all records required across the engagement lifecycle and assist the central review and R&Q team as necessary.
• Communicate effectively and professionally, verbally and in writing, with a range of key stakeholders across the firm
• Facilitate the yearly compliance reviews in collaboration with the Central Review Team and engagement leads
• Report predominantly to the Compliance Manager and the R&Q lead who will provide guidance regarding compliance with relevant territory policies and procedures