حول Value Partners Investments
LP Financial Planning Services Ltd. is a Winnipeg-based CIRO dealer that has been supporting financial advisors for over thirty years and continually strives to integrate industry-leading processes and systems. Presently servicing a select group of advisors in Ontario, Winnipeg, and Western Canada, LP Financial is taking steps to grow its footprint and service offering in the Canadian financial services distribution landscape.
The Compliance Specialist, reporting directly to the Chief Compliance Officer, will play a key role on the
operations team to fulfill the multifaceted regulatory obligations of a mutual fund dealer. This position has
a broad range of responsibilities that will allow the successful candidate to learn, experience and flourish in
many different areas of compliance.
2 فرصة عمل في Value Partners Investments
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VPIC is looking to hire a driven handson leader for the role of Manager of Client Service. Our ideal candidate is a manager with a cando attitude who is passionate about providing exceptional service to clients advisors and colleagues at all levels of the organization. The Manager of المزيد...
Conduct ongoing compliance monitoring activities of mutual fund registrants at either a Tier 1 or 2levelFile NRD registration applications notices and terminationsAssist with the creation and updates of policy and procedures manualWork with the dealers Investment Product Committee to المزيد...
