Manage the relationship and communications (receive, circulate and follow up on action taken, send and follow up on replies) with the regulators and maintain logs/ records of communications, circulars and correspondence. And ensure compliance with applicable regulations.
Prepare compliance manual for the entity and other policies and procedures involving compliance, including KYC for new investors and SMEs & review, account opening, SAMA care, crowdfunding regulations and all other SAMA regulations.
Prepare a comprehensive AML & CTF manual for the company in accordance with SAMA and the AML Law.
Inform staff of new procedures and regulations and ensure follow up on implementation. And monitor and remind all staff to adhere to internal/ external requirements.
Training of staff, newcomers on new regulations.
Reporting to management on all compliance aspects of the entity.
Oversee all business operations relating to compliance including policies, investments, and procedures.
Design and monitor control systems to deal with violations of legal rules and internal policies.
Regularly assess the efficiency of control systems and recommend effective improvements.
Review and evaluate company procedures and reports to identify hidden risks or common issues, and perform periodic audits on company procedures and processes.
إخلاء المسؤولية: د.جوب هو مجرد منصة تربط بين الباحثين عن عمل وأصحاب العمل. ننصح المتقدمين بإجراء بحث مستقل خاص بهم في أوراق اعتماد صاحب العمل المحتمل.
نحن نحرص على ألا يتم طلب أي مدفوعات مالية من قبل عملائنا، وبالتالي فإننا ننصح بعدم مشاركة أي معلومات شخصية أو متعلقة بالحسابات المصرفية مع أي طرف ثالث. إذا كنت تشك في وقوع أي احتيال أو سوء تصرف، فيرجى التواصل معنا من خلال تعبئة النموذج الموجود على الصفحة اتصل بنا