Compliance Senior Associate

Key Responsibilities:

• Providing day to day support to clients and colleagues in executing compliance, and AML deliverables.
• Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer.
• Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements.
• Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews to ensure compliance with regulatory and internal procedures.
• Commitment to minimum continuing professional development requirements, in accordance with internal and external standards.
• Assist and/or providing training on compliance, AML, and corporate governance.
• Providing outsourcing, authorization, and projects support to ADGM, DIFC, and onshore firms.