Marketing Distribution Compliance Officer
Marketing Distribution Compliance Officer
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
This role sits in the Distribution Compliance team and is responsible for compliance oversight of the Groups operations with a focus on financial promotions compliance and related advisory tasks in respect of the distribution of financial products and services on a crossborder basis.
Responsibilities:
- Review marketing and advertising literature for example: adverts social media posts factsheets presentations and press releases for audiences in the UK and multiple overseas jurisdictions including EMEA LATAM and APAC in alignment with applicable regulation such as MiFID FCA COBS 4 CBDF SDR/SFDR and Antigreenwashing.
- Provide constructive and accurate feedback ensuring that required amendments are made.
- Provide guidance and mentoring to less experienced colleagues deputising for the team manager as needed.
- Maintain close working relationships with Investment Services Marketing Communications and other stakeholders offering proactive accurate and timely advice and support.
- Provide training to business teams on marketing compliance regulation and industry best practices.
- Work closely with US Compliance colleagues on approval of materials intended for a Rest of World (RoW) and US audience and in respect of systems and controls and consistency of standards.
- Contribute expertise towards projects and initiatives that require Marketing Compliance input.
Technical Competencies
- Proven experience reviewing Financial Promotions the marketing and sale of investment products and services more widely
- Good understanding of financial products and global regulation relating to financial services
- Ability to operate at all levels within the Firm and wider industry groups
- Selfmotivated mindset with strong organisational and communication skills and a pragmatic solutionsoriented approach
- Knowledge and familiarity with Outlook Word Excel and common financial services systems
Our Culture Values and Benefits at Man
Man Group is proud to provide the best working environment possible for all of its employees and we are committed to equal opportunities. At Man Group we believe that a diverse workforce is a critical factor in the success of our business and this is embedded in our culture and values. There are a number of external and internal initiatives partnerships and programmes that help us to attract and develop talent from diverse backgrounds and that encourage inclusion and diversity across our firm and the industry. Man Group is a Signatory of the Women in Finance Charter and the Race at Work Charter.
Man Group supports many charities and global initiatives. We support professional training and development and requests for flexible or parttime working. Employees are also offered two Mankind days of paid leave per year as part of the Man Charitable Trusts community volunteering programme.
We offer comprehensive firmwide employee benefits including competitive holiday entitlements pension/401k life and longterm disability coverage group sick pay enhanced parental leave and longservice leave. Additional benefits are tailored to local markets and may include private medical coverage discounted gym membership and wellbeing programmes.
Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us please contact .
Man Group is a global technologyempowered active investment management firm focused on delivering alpha and portfolio solutions for clients. Headquartered in London we manage $174.9 billion* and operate across multiple offices globally.
We invest across a diverse range of strategies and asset classes with a mix of long only and alternative strategies run on a discretionary and quantitative basis across liquid and private markets. Our investment teams work within Man Groups single operating platform enabling them to invest with a high degree of empowerment while benefiting from the collaboration strength and resources of the entire firm. Our platform is underpinned by advanced technology supporting our investment teams at every stage of their process including alpha generation portfolio management trade and risk management.
Our clients and the millions of retirees and savers they represent are at the heart of everything we do. We form deep and longlasting relationships and create tailored solutions to help meet their unique needs.
We are committed to creating a diverse and inclusive workplace where difference is celebrated and everyone has an equal opportunity to thrive as well as giving back and contributing positively to our communities. For more information about Man Groups global charitable efforts and our diversity and inclusion initiatives please visit:https://www.man/corporateresponsibility
Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found atwww.man
*As at 30 September 2024. All investment management and advisory services are offered through the investment engines of Man AHL Man Numeric Man Discretionary Man FRM Man Varagon Man Global Private Markets and Man Solutions.
Required Experience:
Unclear Seniority
Employment Type
Full Time
