Manage the relationship and communications (receive, circulate and follow up on action taken, send and follow up on replies) with the regulators and maintain logs/ records of communications, circulars and correspondence. And ensure compliance with applicable regulations.
Prepare compliance manual for the entity and other policies and procedures involving compliance, including KYC for new investors and SMEs & review, account opening, SAMA care, crowdfunding regulations and all other SAMA regulations.
Prepare a comprehensive AML & CTF manual for the company in accordance with SAMA and the AML Law.
Inform staff of new procedures and regulations and ensure follow up on implementation. And monitor and remind all staff to adhere to internal/ external requirements.
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