Compliance - Regulatory Strategy - Senior Associate
Compliance - Regulatory Strategy - Senior Associate
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Job Description
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve realworld challenges that impact our company customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box challenging the status quo and striving to be bestin class.
As a Regulatory Strategy Associate within the Asset & Wealth Management (AWM) Regulatory Engagement team you will be responsible for supporting regulatory engagements and management reporting. Your role will involve assisting with regulatory examinations and ongoing monitoring across the AWM businesses. You will provide regular updates to management ensuring timely escalation and resolution of potential issues. Building strong relationships with various departments such as Compliance Business Operations Finance Regulatory Reporting Technology Control Management Legal and Internal Audit will be a key part of your role. You will manage the review and preparation of regulatory submissions including confidential bank supervisory information and perform necessary redactions. Your responsibilities will also include managing internal reporting and tracking related to regulatory examinations and regulatory reporting. You will be expected to maintain accurate data related to regulatory engagements and reporting in the firms central regulatory repository. Additionally you will assist in enhancing efficiency by leveraging technology to streamline processes and promote innovation. Lastly you will work with relevant businesses and functions to obtain and analyze information/documentation to respond to regulatory requests.
Job Responsibilities
- Support regulatory examinations andongoing monitoring acrossthe AWM businesses.
- Provide updates to management regarding the matters being handled including but not limited to the timely escalation and resolution of potential issues.
- Build strong relationships with Compliance Business Operations Finance Regulatory Reporting Technology Control Management Legal and Internal Audit.
- Manage the review and preparation of regulatory submissions including reporting for confidential bank supervisory information.Perform Confidential Supervisory Information (CSI) redaction on information where required.
- Manage internal reporting and tracking related to regulatory examinations and regulatory reporting.
- Enter and track data related to regulatory engagements and reporting into the firms central regulatory repository with attention to detail and accuracy.
- Assist in driving and enhancing efficiency by leveraging technology in streamlining process and driving innovation.
- Work with the relevant businesses and functions to obtain information/documentation to respond to regulatory requests.
- Analyze and summarize information/documentation responsive to regulatory requests.
Required qualifications capabilities and skills
- BA/BS or a similar degree required.
- Candidate will possess exceptional organizational skills will be attentive to detail and accuracyand have strong communication (both oral and written) skills.
- Candidate will have strong interpersonal and leadership skills.
- Strong analytical skills solid judgment and the ability to evaluate complex regulatory business issues.
- Project management skills and ability to manage multiple work streams involving different partners and groups.
- Ability to thrive in a fastpaced deadlinedriven environment including by demonstrating excellent time management and planning skills along with the ability to handle multiple assignments at the same time.
- Proficient in Word Excel PowerPoint Adobe and Microsoft Teams.
- Proficient in crafting and optimizing prompts for large language models (LLMs).
Preferred qualifications capabilities and skills
- Prior experience in Asset Management and/or Wealth Management businesses is preferred but not required.
Required Experience:
Senior IC
Employment Type
Full-Time
