Compliance Officer
Compliance Officer
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
The role will be working alongside one other Compliance team member in Porto in support of the Head Office Compliance team. The role will include coverage of tasks supporting the management of conduct governance and reporting and related tasks notably with regards to employees conduct and the conduct tools. These tasks can include ethics related tasks.
It is a broad role giving the individual the opportunity to build their knowledge of regulatory requirements and the related policies and procedures whilst engaging with a range of stakeholders.
Main tasks and goals:
Working with another team member based in Porto the successful candidate will be responsible for undertaking control support administration and reporting in respect of the following areas:
- Employees conduct notably:
- Management of the governance
- Internal tool management in relation to conduct
- Communication campaigns in relation to conduct
- Consistency checks or controls in relation to conduct
- The management of personal conflicts specifically relating to:
- Personal Account Dealing
- Outside Business Interests
- Gifts and Entertainment
- Staff movements where this is an input to other Compliance processes
- Adhoc and routine reporting in respect of the above processes
Qualifications :
- Degree/ Maters degree in Legal Economics Finance or Business Administration (or relevant areas);
- 1 year experience in Business/process consulting
- 1 year experience in Banking/Financial Institutions
- Advanced knowledge of MS Office (Word Excel PowerPoint Outlook)
- Fluency in English (mandatory)
- Experience in managing processes as part of a remote team
- Strong aptitude for organization and prioritization of multiple tasks
- Raising issues and queries in a clear and collaborative way
- An understanding of conducts and personal conflicts in financial services
- Exposure to regulatory environment
- Process management and reporting
We will only consider English CVs.
Additional Information :
At Natixis we are committed to fostering a working environment where each and every one of our people is treated with dignity and respect and where every voice is heard. Our differences make us collectively stronger and are a source of fulfilment innovation and performance.
In the framework of its Diversity Equity & Inclusion policy Natixis in Portugal has implemented a Blind CV Screening process with the purpose of reducing hiring bias. A blind CV excludes any personal details which refer to the applicants gender age or ethnicity. When applying for our positions please submit a blind CV that is with no picture name gender age nationality ethnicity and address. Your personal statement work experience courses and certifications education skills and contact information is what matters to us.
#MuchMoreThanJustAJob
Early morning. Campo 24 de Agosto. In 4 minutes you are clocking in at the office. After grabbing a cup of coffee and fresh fruit pick up your laptop and choose your spot for the day. Its going to be a busy one: French class before lunch and just after quick medical appointment at Natixis doctors office.
Lunch break. Outside in the big terrace (look at your crops at the Urban Garden; ready to harvest!) or if you feel like stretching your legs walk downtown to grab lunch.
Back inside. Quick sprint review (working together anywhere means virtual happy birthday to that colleague in Paris that just turned 35). The afternoon went flying (tasks reports calls some jokes with your teammates). End it on a high note: just one PlayStation game or the final match for that pingpong tournament.
Tomorrow you complete that certified technical training and the day after you will work from home taking advantage to finally do that online course on Udemy. Once you are done with your tasks for the day you can visit the office for a board games session or show up at the rehearsal of one of Natixis bands. If that is too steady for you meet your colleagues to surf some waves or join them in a football match.
Remote Work :
No
Employment Type
Full Time
