Associate Compliance
Associate Compliance
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Job Description
The Compliance AML team is responsible for assisting the Chief Compliance Officer and the Money Laundering Reporting Officer in day to day AntiMoney Laundering terrorist financing and proliferation financing and financial Sanctions related Tasks. This team also acts as advisors to the business in relation to AMLCFT/CPF related queries and to develop policies controls procedures and training.
The further responsibilities of the Associate would inlcude:
- Assist with monitoring updates to laws relevant regulatory changes and developments.
- Assist with conducting gap analysis of changes to laws regulatory changes and developments and report on the potential impact thereof to the Companys licenses business or services.
- Assist with developing and amending compliance policies and procedures in response to changing regulation and annual reviews.
- Assist with the Compliance Monitoring Process carrying out testing and quality control checks as required in relation to both AML and Regulatory matters.
- Respond to business requests and queries providing guidance as necessary with respect to AntiMoney Laundering AML laws and regulations for jurisdictions where the Company is regulated.
- Assists with preparation of training for staff on relevant procedures and policies within the relevant jurisdictions.
- Work within the global Compliance Team to develop implement and monitor Compliance Monitoring Plans (CMP) for all regulated jurisdictions to ensure appropriate controls are developed monitored in all regulated jurisdictions and updated to reflect changing regulatory and industry requirements.
- Assist with the preparation of management reporting and the periodic reporting to stakeholders including the Chief Compliance Officer (CCO) / Head of Compliance the Compliance Committee Board of Directors Senior Management and the parent company.
- Work with team to ensure sound oversight of outsourcing provisions assist in the review of Risk Assessments / SLAs and Oversight Reports on outsourcing arrangements
- Any other adhoc projects and duties as required
Qualifications :
- Previous experience in regulatory and AML compliance
- Currently have a formal qualification in Compliance e.g. ACAMs or ACOI
- Knowledge of fund administration and/or banking business would be ideal
- Knowledge of financial services laws regulations and codes in jurisdictions MUFG IS conducts business (i.e. Ireland Cayman Islands USA)
- Microsoft Office: Excel Word PowerPoint Outlook
Additional Information :
Whats in it for you to join MUFG Investor Services
Take a look at our careers site and youll find everything youd expect from a career with the fastestgrowing business at one of the worlds largest financial groups. Now take another look. Because its how we defy expectations that really defines us. Youll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation laser client focus and nextlevel LEARNING & DEVELOPMENT.
So why settle for the ordinary Apply now for a Brilliantly Different career.
We thank all candidates for applying; however only those proceeding to the interview stage will be contacted.
MUFG is an equal opportunity employer.
#Hybrid
Remote Work :
No
Employment Type :
Fulltime
Employment Type
Full-time
