Senior Associate Compliance Client Due Diligence 6-Months Contract
Senior Associate Compliance Client Due Diligence 6-Months Contract
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Job Description
The purpose of the job is to review and conduct AML/KYC/PEP and Sanction Checks investigating sanction alerts and adverse media regarding clients. Reporting to Associate Director Compliance you will:
- Conduct High Risk payment Relationship Management Agreement (RMA) and transaction monitoring reviews and investigate potential issues arising
- Perform daytoday compliance activity to support the business i.e. compliance approvals escalations alerts
- Assist with the Compliance Monitoring Process carrying out testing and quality control checks as required.
- Work with the global Compliance Team to develop implement and monitor the applicable Compliance Monitoring Plans (CMP) to ensure appropriate controls are developed monitored and updated to reflect changing regulatory and industry requirements.
- Enhance management reporting and assist in the periodic reporting to the Chief Compliance Officer (CCO) the Compliance Committee Board of Directors Senior Management and the parent company.
- Assist in annual policy and procedure reviews highlighting any potential areas of improvement.
Qualifications :
You have:
- 35 years of experience in compliance or CDD / AML
- Knowledge of international sanctions legislation
- Knowledge of financial services laws regulations and codes in home jurisdiction is nice to have!
- Relevant undergraduate degree
- Currently have or working towards a formal qualification in Compliance e.g. ACAMS or ICA Diploma
- Strong communication and analytical skills
- The ability to manage multiple stakeholders effectively and efficiently
Additional Information :
Whats in it for you to join MUFG Investor Services
Take a look at our careers site and youll find everything youd expect from a career with the fastestgrowing business at one of the worlds largest financial groups. Now take another look. Because its how we defy expectations that really defines us. Youll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation laser client focus and nextlevel LEARNING & DEVELOPMENT. Oh and we really walk the talk when it comes to HYBRID WORKING.
So why settle for the ordinary Apply now for a Brilliantly Different career.
We thank all candidates for applying; however only those proceeding to the interview stage will be contacted.
Remote Work :
No
Employment Type :
Fulltime
Employment Type
Full-time
