Chief Compliance Officer
Chief Compliance Officer
Posted on :
20-12-2024
Employer Active
1 Vacancy
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Job Description
Our client is a leading investment banking firm in Nigeria.
Key Responsibilities
- Ensure all filings are prepared and filed appropriately as at when due to prevent fines and sanctions.
- Monitoring and review of all payments and transactions emanating from the Company and to ensure source documents are provided.
- Resolving client complaints in line with Compliant Management Framework
- Review of existing Client records proper documentation review of new clients and verification of legal documents
- Periodic review and update of all internal processes across all departments to ensure they are in line with the approved Standard operational Procedure.
- Preparation and presentation of Quarterly Risk & Compliance reports to the Board and Management.
- Advising the Board and Management on Compliance & Risk matters and liaising with the Company Secretary on legal matters
- Authorization review approval booking & liquidation of investments based on agreed rates and consent from Clients
Requirements
- A First Degree in Accounting or Economics
- A Minimum of four (4) years in the Capital Market (preferably Fund Management & Investment Banking)
- Compliance & AML Certifications will be an added advantage
- SEC sponsored Individual is preferred
- Excellent leadership and management skills with a track record of implementing compliance programs across large organizations.
- Strong analytical problemsolving and organizational abilities.
Employment Type
Full Time
Key Skills
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