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Carrying out audits of midsize branches / units independently.
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Sampling of data extracted from core system (as part of preaudit preparation) to cullout exception.
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Carrying out audit as per audit checklist / standard audit procedures.
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Collating the audit report (including audit review carried out by Junior Auditors)
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Carrying out discussion with the auditee (BM/Unit incharge) of the audit observations/findings.
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Submitting a complete report to Reviewer for review (including preparation of executive summary).
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Audit response review and closure.
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Audit database updation.
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Carrying out audits of large branches /units independently.
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Carrying out audits of departments having regional operations across multipleb business functions.
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Keep himself/herself updated on Regulatory guidelines in the area of audit.
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Sampling of data extracted from core system (as part of preAudit preparation) to cullout exception.
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Ensuring complete coverage of scope of review.
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Carrying out audit as per audit checklist / Standard Audit Procedures.
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Collation and finalization of draft audit report (including preparation of executive summary).
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Discussion of audit report with the auditee (BM/CH / Unit Head and /or other functionaries of the departments).
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Assigning of risks to audit observations and arriving at an indicative audit rating (for cases where the overall findings do not indicate serious or critical lapses/reports which are not downgraded).
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Submitting a complete report to reviewer for review.
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To carry out spot audits.
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Review of User Acceptance Test and submit the findings and recommendation to his/her supervisor.
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Recommend for change in processes (as and when warranted and identified during his/her course of Audit review).
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Audit response review and closure.
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Audit database updation.
Auditing,internal auditing,branch auditing,bank auditing