Senior Executive - Operations Large Broking House
Senior Executive - Operations Large Broking House
Posted on :
13-11-2024
Employer Active
1 Vacancy
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Job Description
Responsible to perform the activities allotted within the defined timelines coordinate with the Branch / Business partners & internal departments and effective handling of the Authorised Person/Remisier registration details change & cancellation with exchanges to ensure smooth functioning of the activities.
Direct Responsibilities
- Verification of initial details in trackwizz on the basis of given proofs for AP/remisier registration
- Screening of business partner details in Trackwizz.
- Coordination with RFMs Franchisees & branches for their queries
- Verification Preparation & submission of AP registration/remisier registration documents to exchanges (BSE NSE & MCX) after receipt of singed documents
- Registration status updation in Trackwizz with certificates
- Reverting to Compliance audit emails with registration certificates
- Verification of DSA documents for code creation
- Providing change in detail (address documents/contact no./trade name/AP name) documents to business partners for exchange submission after verification of given proofs
- Verification Preparation & submission of change of details (address documents/contact no./trade name/AP name) documents to exchanges (BSE NSE & MCX) after receipt of singed documents
- Intimation of AP/remisier details change to APs/RFMs
Contributing Responsibilities
- Exchange coordination for processing related queries
- Initial verification within 5 hours after receipt of case in Trackwizz
- Submission of verified AP registration related documents to exchange within 24 hours of receipt
Operations,authorised person,remieser registration,verification,cordination
Employment Type
Full Time
Key Skills
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