Internal Control Officer
Internal Control Officer
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Job Description
Our Client is a leading Asset Management/ Investment Company located in Nigeria.
Job Summary:
This role will implement monitor and report on internal controls to ensure operational integrity and regulatory compliance in an investment banking environment.
Responsibilities
- Preparation of periodic audit report
- Preparation of Quarterly internal control reports
- Daily review of Finance postings and Bank reconciliation statements
- Review and approval of clients onboarding (KYC) funds redemption etc
- Review and approval of changes in clients KYC etc
- Health and Safety Activities
- Review of Admin and general company expenses including supplies
- EOD operations on Asset Management activities and mapping of online access to users
- Proper creation and maintenance of files and archives for reference purpose
- Review of Treasury HR/Admin and Asset Management documentation
- Proper recording of Company seal usage and review of legal agreements
- Coordination of statutory periodic reporting to regulators especially SEC
- Proper monitoring of usage of company utilities
- Sensitization of members of staff on changes (amendment/inclusions/deletion) to rules and regulations from regulatory authorities
- EOD operations on BankOne activities
- Creation of users (staff and clients) on the BankOne application
- Data Protection Certificate is a plus.
- Other sundry functions as may be advised by the Chief Compliance Officer and Management.
Requirements
- Minimum 1 year experience in internal control and audit in asset management.
- B.Sc in any finance related course.
Employment Type
Full Time
Company Industry
Financial Services / Insurance Agencies and Brokerages / Investment Banking
