Senior Financial Compliance Manager
Senior Financial Compliance Manager
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
THIS JOB CAN BE FOUND ON OUR EXCLUSIVE JOB BOARD IT IS NOT A DIRECT ROLE AT AUGMENT JOBS.
Job Summary:
We are seeking a highly skilled and motivated Senior Financial Compliance Manager to join our team. In this role you will be responsible for overseeing and managing our companys financial compliance program ensuring that all financial practices and activities align with regulatory requirements and internal policies. The ideal candidate will have extensive experience in financial compliance a strong understanding of financial regulations and excellent leadership skills.
Key Responsibilities:
-
Regulatory Compliance: Monitor and ensure adherence to all relevant financial regulations including SEC SOX and GAAP. Stay updated on changes in regulations and assess their impact on the company.
-
Policy Development: Develop implement and maintain financial compliance policies and procedures. Ensure these policies are effectively communicated and understood throughout the organization.
-
Risk Management: Identify and assess financial compliance risks. Develop and implement strategies to mitigate these risks and ensure a proactive approach to compliance management.
-
Audits and Reviews: Coordinate and manage internal and external audits related to financial compliance. Prepare audit documentation and respond to audit inquiries in a timely manner.
-
Training and Support: Provide training and support to finance and accounting teams on compliancerelated matters. Foster a culture of compliance within the organization.
-
Reporting: Prepare and present regular reports on compliance status issues and improvements to senior management and relevant stakeholders.
-
Process Improvement: Evaluate current compliance processes and recommend improvements to enhance efficiency and effectiveness.
-
Stakeholder Communication: Act as the primary point of contact for regulatory bodies and internal stakeholders regarding financial compliance issues.
Qualifications:
-
Bachelors degree in Accounting Finance Business Administration or a related field. A Masters degree or CPA (Certified Public Accountant) designation is highly preferred.
-
Minimum of 7 years of experience in financial compliance or a related field with at least 3 years in a managerial or senior role.
-
Indepth knowledge of financial regulations standards and compliance requirements.
-
Proven track record of managing compliance programs and successfully handling audits.
-
Strong analytical skills with the ability to interpret complex regulations and apply them to practical situations.
-
Excellent communication and interpersonal skills with the ability to effectively interact with all levels of the organization.
-
Strong problemsolving skills and attention to detail.
-
Ability to work independently and manage multiple priorities in a fastpaced environment.
Benefits:
- Competitive salary and performancebased bonuses
- Comprehensive health dental and vision insurance
- 401(k) plan with company match
- Paid time off and holidays
- Professional development opportunities
- Flexible work arrangements
Employment Type
Full Time
