Audit Supervisor
Audit Supervisor
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
Responsibilities:
Responsible for executing multiple areas of test work during audit activities.
Use analytical skills and/or technical expertise to execute assigned audit testing responsibilities and identify opportunities to automate testing or create continuous monitoring.
Independently execute audit test work on assigned audits in a timely manner and with high quality.
Identify control deficiencies discusses with line management and initiates control matter recommendations in assigned test areas.
Demonstrate project management skills.
Raise issues and concerns and make recommendations for severity ratings.
Assess issues for impact to business processes controls and strategies; recommends severity ratings and escalation of broad themes or trends engages in discussions about risk and demonstrates business knowledge.
Establish business partner relationships; primary engagement is with line management.
Exercise critical thinking and judgment to effectively influence management to improve the control environment.
Strive to improve processes and challenge the status quo to improve existing operating environment.
Required Qualifications:
- 4 years compliance/business controls/risk management role with specific experience/coverage of trading desk activities across either Equities or Fixed Income Currencies and Commodities asset classes.
- Working knowledge of Global Markets with a focus on market conduct risk related supervision and trade surveillance
Skills:
Internal Audit Review
Issue Management
Risk Management
Audit Planning
Analytical Thinking
Project Management
Automation
Technical Documentation
Attention to Detail
Business Acumen
Relationship Building
Coaching
Critical Thinking
Written Communications
Employment Type
Full Time
