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Regulatory Analyst Sr
12 months W2 Contract
Palm Beach Gardens FL 33458
Job Overview
This job is responsible for assisting in the management and coordination the Companys compliance activities. Employees in this job provide interpretive guidance and training; and oversee the development of business unit controls for new regulations or new business initiatives.
Job Duties & Responsibilities
Ensures content of compliance policies and procedures are uptodate
Maintains the Companys compliance intranet site as an education and informational sharing tool
Assists managers in the development and delivery of compliance training
Maintains all electronic files reports filed documents etc. related to compliance activities
Monitors compliance activities at regulatory agencies and informs managers directors and business units
Communicates new or revised compliance documentation
Provides oversight analysis and guidance to employees and/or business units
Prepares Executive Management Reports
Performs spot checks of business unit controls analyzes and presents results
Conducts benchmarking research on best practices
Works with the appropriate departments to gain agreement makes changes and revises the Code of Business Conduct and Ethics or Senior Officer Code as necessary
Performs other jobrelated duties as assigned
Required Qualifications
High School Grad / GED
Bachelors Degree
Experience: 4 years
Preferred Qualifications
Masters Degree
Remote Work :
No
Full Time