Audit and Compliance Manager

• Analyze risk and control data to determine a riskbased scope for processes.
• Develop test scripts for control and transactional tests.
• Perform control testing and transactional testing to ensure compliance.
• Analyze compliance with complex policies procedures and laws/regulations.
• Document and evidence compliance and operational risk within the banking industry.
• Write and design testing questions and strategies for ADA regulatory requirements.
• Assess website and mobile app accessibility for public accommodations under the ADA.
• Communicate observations and results effectively both orally and in writing.
• Follow direction from Leads/Directors and provide input on testing areas.
• Utilize critical thinking and project management skills to aid the ECORT testing team in completing tasks timely.

• Experience: 4 to 6 years in relevant roles.
• ADA Regulatory Knowledge: Experience with ADA requirements and their application to banking operations.
• Banking Industry Experience: Experience documenting and evidencing compliance within a large complex financial institution.
• Control Testing: Experience with control testing including second/third line and/or thirdparty consulting.
• Skills: Strong writing and communication skills with the ability to analyze complex compliance issues.

auditing,compliance analysis,compliance