Compliance-Riyadh-Vice President-Regional Compliance
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0 - 0 years
Not Disclosed
Salary Not Disclosed
Any Nationality
N/A
1 Vacancy
Job Description
- Ensure the accuracy and timeliness of all Compliance related reporting.
- Preparation, revision and ensure compliance of local policies on Anti Money Laundering and other compliance related policies.
- Dealing with the Stock exchanges and regulator regarding registrations, membership, and licenses
- Reviewing transactions for AML policy breaches
- Perform trading surveillance and following up on surveillance alerts to a conclusion. This will involve escalating to the Senior Compliance Officer, liaising with sales &traders, understanding restrictions, both legal and policy based.
Employment Type
Full-time
