Compliance and AML Manager
Posted on :
07-06-2024
Employer Active
1 Vacancy
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Share
Send me jobs like this
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Job Description
- Operate a compliance program that is risk-based through finding innovative solutions that keep compliance risks at bay with minimum disruption to the business.
Integrate with all required internal functions (marketing, customer experience, product, operations…etc.) to ensure they are aware of their compliance obligations and report and track violations. - Install and operate internal compliance monitoring measures that ensure detection of any potential violations of legal or regulatory requirements from applicable laws, regulations, decrees…etc.
- Proactively keep connections with the regulator to understand regulatory landscape challenges and opportunities to advance the business.
- Keep abreast of rules and regulations updates and take lead on any changes needed to address new ariasing regulations.
- Coordinate between different stakeholders and team members to fulfill regular and irregular regulatory reports and requirements in a timely manner.
- Maintain records of internal memos and journals of all incidents for future reference.
- Completely own the FRA communications, inspections, data requests, and complaints.
- Receiving and acting upon any relevant findings, recommendations, guidance, directives, resolutions, sanctions, notices or other conclusions.
- Customize, plan, and conduct regular compliance training.
Employment Type
Full Time
Company Industry
Department / Functional Area
Key Skills
Report This Job
Disclaimer: Drjobpro.com is only a platform that connects job seekers and employers. Applicants are advised to conduct their own independent research into the credentials of the prospective employer.We always make certain that our clients do not endorse any request for money payments, thus we advise against sharing any personal or bank-related information with any third party. If you suspect fraud or malpractice, please contact us via contact us page.
