Oversee and lead the Internal audit and SOX compliance team (Business and IT) manage the service delivery and quality
Overseeing and anticipating the resource requirements of the clients build the team according to the needs
Lead a team of Managers Assistant Managers and Seniors and make sure the team delivers high quality work on time and to budget
Review the risk assessment procedures performed by the team including identification of significant accounts & classes of transactions and mapping of business processes.
Review SOX documentation such as process flowcharts process narratives and risk and controls matrix.
Suggesting business improvements by assessing risks and controls related to business imperatives
Optimization of processes to reduce inefficiencies and reduce cost
Integrate data analytics to provide increased efficiency assurance and value
Extensive experience of planning implementing coordinating and executing all phases of SOX compliance (to include leading walkthroughs and identifying/validating key controls developing test procedures executing and documenting testing and reporting results to Management)
Detailed review of team members execution of SOX procedures and ensure testing results are appropriately documented.
Ensure clear concise actionable and practical observations and recommendations with a well documented process for
communication and resolution with clients on SOX deficiencies observed.
Regularly train the team members on the endtoend SOX compliance process and procedures.
Developing longterm relationships across a network of existing and potential clients understanding their businesses to provide tailored insights.
Preparing for leadership decks by synthesizing the data at company level and connecting the dots and building the story on
what is happening in the business and in the market.
Business Leadership
Manage the existing clients and look for opportunities to expand the involvement
Look for business opportunities beyond existing clients to grow the business.
You should be a:
9 years of postqualification experience (CA/CPA/ACCA) with a big 4 or mid/toptier accounting firm focused on SOX
internal audit.
Good understanding of the concepts of internal controls and auditing standards (ex: COSO Framework PCAOB Audit Standards & IIA Standards)
CISA is an added advantage
Experience in conducting risk assessment procedures pertaining to financial reporting process flow mapping design and
documentation of RACM controls testing evaluation of control deficiencies and remediation plans
Good understanding of the IT systems and IT controls including areas such as network security logical access systems
maintenance and change management controls at an infrastructure application and database levels.
Focus on continuous improvement in quality of testingrisk and control coverage and team performance.
Review of the sox documentation prepared by the team members
Possess project management and organizational skills
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