Regulatory Compliance Officer mfd

Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence they strive to uphold the highest standards of integrity transparency and compliance.

We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our clients team. The successful candidate will play a key role in ensuring that the operations comply with all relevant financial regulations and industry best practices.

Tasks

1. Monitor Regulatory Landscape: Stay abreast of changes in financial regulations at both the domestic and international levels. Assess the impact of regulatory developments on the banks operations and develop strategies for compliance.
2. Policy Development: Collaborate with internal stakeholders to develop and update policies and procedures that align with regulatory requirements. Ensure that these policies are communicated effectively throughout the organization.
3. Risk Assessment: Conduct regular risk assessments to identify areas of potential noncompliance and develop strategies to mitigate these risks. Work closely with other departments to implement effective risk management practices.
4. Training and Education: Provide training sessions and educational materials to ensure that employees are aware of and understand relevant regulations. Foster a culture of compliance throughout the organization.
5. Regulatory Reporting: Oversee the preparation and submission of regulatory reports to relevant authorities. Ensure the accuracy and timeliness of these submissions.
6. Audit Support: Collaborate with internal and external auditors during regulatory audits. Address any findings and implement corrective actions as needed.
7. Investigations: Conduct investigations into potential compliance violations and coordinate corrective actions. Maintain documentation of investigations and resolutions.

Requirements

• Bachelors degree in Finance Business Law or a related field. Advanced degree or relevant professional certification (e.g. CAMS CRCM) is a plus.
• Proven experience in regulatory compliance within the financial services industry with a focus on international regulations.
• Strong knowledge of banking regulations antimoney laundering (AML) and knowyourcustomer (KYC) requirements.
• Excellent analytical and problemsolving skills.
• Effective communication and interpersonal skills.
• Ability to work collaboratively with crossfunctional teams.
• Detailoriented with a high level of accuracy.

Benefits

• pension and BVV
• travel expenses
• lunch vouchers
• hybrid working model
• Other company benefits

Our client is an equal opportunity employer committed to diversity and inclusion. We encourage applications from candidates of all backgrounds.