RMS Equity Broker
1. Determining the securities basket acceptable as margin working out
categorisation of the scrip universe with appropriate haircuts. Regular
review basis ADV, Promoter Pledges and other corporate developments
2. Working closely with the HOD & other team members to develop policy
framework, processes & systems for effective risk Management
3. Supervision of Exchange Portals for CTCL, Margins and other reporting activities.
4. Understanding of exchange circulars related to Risk Management and
disseminating the same to all of the team and other stakeholders and preparing
the organization for the same
5 Preparation of Risk MIS to the Board of Directors/Management from
time to time
6. Supporting Compliance in regulatory audits pertaining to Risk
Management and Surveillance matters including handling stock
exchange/regulatory queries
Job location BKC, Bandra East, Mumbai
Requisites
1. Attention to detail & good organisation skills
2. Working knowledge of Miles Software will be preferred
3. Must have troubleshooting capacity in ODIN surveillance like As is and to be surveillance management structure
4. Must have exposure to System based risk monitoring and mitigating
policy and process
Skills : risk management,stock broking,equity rms