Legal and Compliance Manager

To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;
To review and update regular basis Compliance Manual and other policies;
To conduct compliance awareness sessions on Insider Trading etc;
To ensure Compliance provision of the RBI Act Foreign Direct Investment norms; AMFI Circulars & notices
To maintain and update the compliance tracker/ RBI Act and other applicable regulations; AMFI Regulations
Mutual Fund Reporting (Daily/Monthly/BiMonthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
To Interpret the various Circulars of SEBI AMFI RBI and other regulators and decide on a course forward for implementation.
Having knowledge of PMLA Regulations and Anti Money Laundering rules.
To coordinate with Internal Auditors Statutory Auditors SEBI Auditors;
To maintain cordial relations with the regulators;
Preparation of Board Agenda Committee Agenda and Minutes of the Meetings To prepare notices directors report and minutes for the Board and General meetings;
Preparation and periodic updation of Scheme Information Documents
Review of Half yearly and annual scheme reports/portfolio
Coordinating with various interdepartments on Regulatory Requirements
Wellversed with Clearing Marketing materials under advertisement code

Maintaining Statutory registers and records and ensuring timely filing of Annual reports XBRL filings Annual Returns and other forms with MCA.
Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance

Skills required:
Wellversed with SEBI (MF) Regulations
Root cause analysis
Multitasking
Experience working in AMC
Effective Interpersonal Communication